Integrated Impact Assessments – EHSCP restructure phase one

The current organisational staffing structure within the Edinburgh Health and Social Care Partnership (EHSCP) is not best configured to meet the challenges and opportunities ahead. Within our operational services, the four localities have led to lack of clarity on accountability and duplication of effort. There are too many hand-offs which has led to inconsistency of approach. In addition, because of this, our strategic planning function currently cannot relate clearly to our operational structure.

The problems with the current structure attracted negative comments in the two most recent Care Inspectorate Reports on the HSCP (February and March 2023). In particular a lack of management oversight of key processes, lack of assurance on consistency and quality of practice, variation between localities, lack of effective professional governance.

The proposed new structure is designed with deletion of existing locality manager and direct report posts and creating city wide functions led by Head of Services posts supported by Service Managers. The Heads of Service and Service Managers will have clear accountability for specific services across the city. The structure will also strengthen professional leadership and visibility and support stronger planning links between Operations and Strategy.

As the legislation for locality working still applies, the partnership will ensure that working at locality level continues in a number of ways.

N/A, this is an internal management review, engagement sessions held with internal colleagues.

3 April 2024

Identify facilitator, Lead Officer, report writer and any partnership representative present and main stakeholder (e.g. NHS, Council)

Name Job title Date of IIA training
David Small SRO – Lead officer
Gosia Szymczak Project Manager – facilitator January 2020
Mike Massaro-Mallinson Service Director – Operations
Helen Fitzgerald Partnership Lead
Fiona Jolly RCN Accredited Representative
Avril Mackay Strategic Programme Manager Public Health
Karen McErlean
Siobhan Murtagh Senior HR Consultant (Council) 28 October 2021
Louise Morgan Senior Employee Relations Practitioner (NHS)
Danni Burgess Accountant (Council)
Sara MacDonald Senior Accountant (Council)
Eleonora Ho Finance Manager (NHS)
Evidence Available – detail source Comments: what does the evidence tell you with regard to different groups who may be affected and to the environmental impacts of your proposal
Data on populations in need Joint Strategic needs Assessment City of Edinburgh HSCP (2020)
Edinburgh HSCP

Joint Strategic Needs Assessment:
Health and Care Needs of People from Minority Ethnic Communities
(April 2018)

Edinburgh Integration Joint Board Strategic Plan (2019-2022)

Provides current and projected data on the wider population in the City of Edinburgh
(Population and demographics – Edinburgh Health & Social Care Partnership (edinburghhsc.scot)

Provides an understanding of what contributes to poor health and wellbeing and the barriers and challenges to seeking and obtaining support (many being interrelated). Actions highlighted as needed to address these include:

  • Staff training including cultural sensitivity
  • Recognition of the role of the Third Sector
  • Effective community engagement
  • Developing effective approaches to prevention including overcoming isolation.

https://www.edinburghhsc.scot/wp-content/uploads/2020/03/JSNA-Health-Needs-of-Minority-Ethnic-Communities-Edinburgh-April-2018.pdf

Details the Strategic direction of the EHSCP https://www.edinburghhsc.scot/wp-content/uploads/2020/01/Strategic-Plan-2019-2022-1.pdf

Data on service uptake/access Service uptake/access reports

EIJB Performance annual reports

Performance report for Whole System Delivery Oversight Group

The performance and evaluation team have access to various data sets on service uptake/access.

This performance report sets out our progress against the strategic priorities within
the EIJB Strategic Plan 2019-22 – https://www.edinburghhsc.scot/the-ijb/performance/

The performance and evaluation team produce this report for the Whole System Delivery Oversight Group.

HSC surveys and service users reports

National waiting times targets and standards

Data on socio-economic disadvantage e.g. low income, low wealth, material deprivation, area deprivation. Joint Strategic needs Assessment City of Edinburgh HSCP (2020)

Director Public Health annual report

Edinburgh Poverty Commission

Provides current and projected data on the demographics within Edinburgh
(Population and demographics – Edinburgh Health & Social Care Partnership (edinburghhsc.scot)

https://services.nhslothian.scot/publichealth/wp-content/uploads/sites/105/2023/02/NHS-Lothian-Public-Health-Annual-Report-2022-final.pdf

Provides details on the experience of poverty in Edinburgh
https://edinburghpovertycommission.org.uk/wp-content/uploads/2020/09/20200930_Poverty_in_Edinburgh-Data_and_evidence.pdf

Data on equality outcomes Scottish Government – Scottish Health Survey

Locality profiles

https://www.gov.scot/collections/scottish-health-survey/

Our Localities profile tool gives you facts and statistics about smaller areas within Edinburgh. It covers all 17 wards, the 4 localities, Edinburgh and Scotland and allows you to do a side-by-side comparison on subjects such as

  • income
  • benefits
  • lifestyle
  • employment
  • health and disability
  • satisfaction with services
  • education and professions
  • population
  • crime

Scottish Index of Multiple Deprivation.
https://www.edinburgh.gov.uk/downloads/download/13733/localities-profile-search-tool

Research/literature evidence Care Inspectorate SW SC Inspection Report

SWSC IP plan

Edinburgh was inspected in relation to adult social work and social care in Edinburgh – City of Edinburgh inspection report March 2023.pdf (careinspectorate.com)

Adult Support and Protection and Social Work & Social Care Inspection Improvement Plans – EIJB 13 June 2023

Public/patient/client experience information Scottish Government – Scottish Health Survey https://www.gov.scot/collections/scottish-health-survey/

HSC surveys and service users reports
EHSCP Complaint reports

Evidence of inclusive engagement of people who use the service and involvement findings N/a
Evidence of unmet need Unmet Need Data The performance and evaluation team have access to the unmet need list of those awaiting assessments & packages of care and delayed discharges, access to MH, LD and SU services.
Good practice guidelines Legislation governing the provision of EHSCP services

Local and national policies

The following legislation is relevant to the provision of such support:

Social Work (Scotland) Act 1968
Chronically Sick and Disabled Persons Act 1970
NHS and Community Care Act 1990
Human Rights Act 1998
Adults with Incapacity (Scotland) Act 2000
Regulation of Care (Scotland) Act 2001
Community Health and Care (Scotland) Act 2002
Mental Health (Care and Treatment) (Scotland) Act 2003
Adult Support and Protection (Scotland) Act 2007
Equality Act 2010
Social Care (Self-directed Support)(Scotland) Act 2013
The Carer’s (Scotland) Act 2016

Public Sector Joint working (Scotland) Act 2014
Fairer Scotland Duty 2018
Safe Staffing 2024 Community Planning partnership Community Empowerment (Scotland) Act 2015 – Microsoft Word – Queen’s Print.doc (legislation.gov.uk)

National policies and frameworks:
National Health & Social Care Standards The Community Care (Personal Care and Nursing Care) (Scotland) Amendment Regulations 2021 – The Community Care (Personal Care and Nursing Care) (Scotland) Amendment Regulations 2021 (legislation.gov.uk)

Local policies:

ASP Policy
Eligibility criteria
Transitions policy & associated policy
Draft SDS policy
NHS Org Change and Council Managing Change policies
All other NHS and Council policies
The Edinburgh Partnership 2014

Carbon emissions generated/reduced data N/a
Environmental data N/a
Risk from cumulative impacts 23/24 Savings and Recovery Programme IIA report Sets out the cumulative impacts of the existing in-year savings & recovery programme.
https://www.edinburghhsc.scot/wp-content/uploads/2023/06/Cumulative-IIA-Savings-Programme-23-24_Phase-2_final.pdf
Other (please specify) Local workforce data

LEZ

The EIJB Workforce strategy provides information on partnership workforce numbers and profile, use of HSC services, projected demand and sets out workforce priorities.

Web pages on EHSCP Workforce:
https://www.edinburghhsc.scot/the-ijb/working-together/

https://www.edinburghhsc.scot/whoweare/

NHS and Council staffing data

MTFS – Medium Term Financial Strategy

Carbon emissions generated/reduced data – City Vision 2050 consultation – Policy and Sustainability Committee agreed a ‘Short Window Improvement Plan’ (SWIP) in October 2019

Additional evidence required N/a
Equality, Health and Wellbeing and Human Rights Affected populations
Positive
The aim of the restructure is to provide more stability, improve stress level and wellbeing of staff by reducing the number of interim posts.

There will be clearer lines of accountability and role definitions.

Job Descriptions will be reflective of roles and ensure accountability and improved governance, there will be clear lines of management including professional.

An agreement has been reached for consideration of colleagues who have been acting up or seconded into roles within the scope of this review as an exception to the standard 4 years required per the Council Managing Change Policy & Guidelines, to ensure equity between NHS Lothian and City of Edinburgh Council employees within this review.

By bringing together community mobilisation and public health practitioners there may be more opportunities for a coordinated response and strengthened equalities agenda.

Mental Health and Substance Use services will be standardised and this should be more positive and less restrictive experience for people.

The proposal is to also reduce variance across services and localities and improve links across services.

This restructure aims to impact positively on people as they will be able to access the right service at the right time, changes should lead to reduced waiting times, improved communications and flexibility of staff to move across the city. Process between Social Care Direct and localities will be streamlined.

The aim is to provide more opportunities for holistic care and person centered care.

The proposed restructure aims to strengthen the governance arrangement for transition services which should improve outcomes for people transitioning from children to adults.

Improving professional governance can strengthen quality and safe care.

EHSCP employees

Edinburgh citizens

Negative
Policies of both organisations provide a level of protection but it is causing uncertainty and stress amongst staff and colleagues who are directly and indirectly impacted. Change is difficult for people and we aim to reduce this through providing clear and timely communications, line manager support and signposting to appropriate supports, e.g., the Council’s EAP provider PAM Assist.

With the introduction of the new Low Emissions Zone potential for increased cost and or mileage if colleagues use their own transport to travel across the city.

Moving to city wide approach may impact on local knowledge, relationships and focus on locality working.

EHSCP employees

Edinburgh citizens

Environment and Sustainability including climate change emissions and impacts Affected populations
While the restructure might provide opportunity for consideration of existing buildings/resources these are not going to be directly impacted at this stage.
Economic Affected populations
Positive
Access to services will be improved by effective operational management.

Job Descriptions will be developed to ensure staff are paid appropriately for their work.

Working conditions and stability of services will improve by reduced interim posts.
Improved opportunities for career progression.

EHSCP employees
Negative
Reducing management posts will be necessary reduce management costs.

Loss of experienced staff and knowledge.

EHSCP finances

If yes, it is likely that a Strategic Environmental Assessment (SEA) will be required and the impacts identified in the IIA should be included in this. See section 2.10 in the Guidance for further information.

No

Specific actions (as a result of the IIA which may include financial implications, mitigating actions and risks of cumulative impacts) Who will take them forward (name and job title) Deadline for progressing Review date
Continue to ensure that the NHS and Council policies are followed. Continue to work closely together across the Council and NHS. EHSCP Restructure Project team. Throughout the process.
More work is needed to define the locality working within the context of city wide services.

New Hos and Ops Director to ensure local knowledge is not lost.

It is proposed that this will be done by the new HoS once appointed and Ops Director. It is proposed that this will be done by the new HoS are in posts they will take ownership to develop that further.
Continue to strengthen professional leadership including collaboration with general managers. It is proposed that this will be done by the Professional leads and new HoS. It is proposed that this will be done by the new HoS are in posts they will take ownership to develop that further.

This will be monitored throughout the consultation process, normal management channels and through regular engagement with the Trade Unions. We will also carry out a post review feedback exercise to ensure we identify any lessons learned.

Tony Duncan's signature

Name: Tony Duncan, Head of Strategic Planning

Date: 3 September 20201